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Welcome to Compliance LLC
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Compliance LLC is a leading provider of risk and compliance
training, executive coaching and consulting in 36 countries |
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Web sites
A. Basel ii and Solvency ii
Basel ii Training
Courses designed to provide with the knowledge and skills
needed to understand and support
Basel ii compliance.
www.basel-ii-training.com
Every single "personal branding expert" recommends membership
to professional associations. At every stage of your education,
training, and career, the
Basel ii Compliance Professionals
Association
provides information and services you can use.
15+ of the best headhunters of the world are members of our
association and add the members in their database, so you may have
new opportunities.
www.basel-ii-association.com
Basel ii Certification
Title: Certified Basel ii Professional (CBiiPro) - Distance
learning and online certification program from the Basel ii
Compliance Professionals Association (BCPA), the largest
association of Basel ii Professionals in the world
www.basel-ii-certification.com
Basel ii Careers, Basel ii Jobs
Basel ii careers and jobs in the middle of the crisis
The ideal candidates must have Basel ii knowledge and experience,
or at least Basel ii knowledge and risk management experience or
audit experience
www.basel-ii-jobs.com
Solvency ii Training
Courses and presentations designed to provide with the
knowledge and skills needed to understand and support compliance
with the Solvency ii and the Reinsurance directives of the
European Union.
The implementation of the Solvency II regime can benefit
greatly from the experience and lessons learned during the Basel
II projects in the world.
www.solvency-ii-training.com
Solvency ii Association
The new
directive of the European Union for the Insurance sector.
15+ of the best headhunters of the world are members of our
association and add the members in their database, so you may have
new opportunities.
www.solvency-ii-association.com
Own Risk and Solvency Assessment (ORSA)
The entirety of the processes and procedures
employed to identify, assess, monitor, manage, and report the
short and long term risks a (re)insurance undertaking faces or may
face - and to determine the own funds necessary to ensure that the
undertaking’s overall solvency needs are met at all times.
www.own-risk-and-solvency-assessment.com
Solvency Capital Requirement
According to the Solvency ii Directive, The Solvency Capital
Requirement reflects a level of eligible own funds that enables
insurance and reinsurance undertakings to absorb significant
losses and that gives reasonable assurance to policyholders and
beneficiaries that payments will be made as they fall due.
www.solvency-capital-requirement.com
Minimum Capital Requirement
According to the Solvency ii Directive, when the amount of
eligible basic own funds falls below the Minimum Capital
Requirement, the authorisation of insurance and reinsurance
undertakings should be withdrawn, if those undertakings are unable
to re-establish the amount of eligible basic own funds at the
level of the Minimum Capital Requirement within a short period of
time.
www.minimum-capital-requirement.com
Risk Management and Insurance
Risk Identification, Analysis, Quantification and Management is a
very important part of every Solvency ii project. Solvency II
adopts an economic risk-based approach which allows for a system
that reflects the true risk profile of insurance and reinsurance
undertakings.
www.risk-management-insurance.com
Captive Insurance and Reinsurance Companies
after Solvency ii
These companies provide insurance or reinsurance cover exclusively
for the risks of the undertaking or undertakings to which they belong.
The proportionality principle and the Solvency ii requirements
www.solvency-ii-captives.com
Solvency and
Financial Condition Report
The challenges of Pillar 3, Solvency ii. An annual report covering
essential and concise information on their solvency and financial
condition
www.solvency-and-financial-condition-report.com
Group support
regime, Solvency ii
Group support is a commitment (a legally binding declaration) by a
parent undertaking to transfer capital to the subsidiaries if it
is needed, subject to supervisory approval.
www.group-support-regime.com
Mark-to-market, Mark-to-model,
Mark-to-hope
Mark-to-market is the valuation of assets at their current market
price.
Mark-to-model is the valuation of assets based on guesswork,
assumptions and financial models.
Both
approaches have advantages and disadvantages
www.mark-to-model.com
Solvency
ii Certification
A. Certified Solvency ii Professional (CSiiP) for professionals
working in the EEA countries
B. Certified Solvency ii Equivalence Professional (CSiiEP) for
professionals working in non-EEA countries
www.solvency-ii-certification.com
Solvency ii Careers,
Solvency ii Jobs
Solvency ii careers and jobs in the middle of the crisis
The ideal candidates must understand the Solvency ii framework and
have risk management experience
www.solvency-ii-jobs.com
Solvency ii
Operational Risk
Operational risk is a neglected area in the insurance and
reinsurance industry that becomes a major concern after the
Solvency ii Directive of the European Union.
www.solvency-ii-operational-risk.com
Solvency ii
Best Restimate
According to Article 76 of the Solvency ii Directive the value of
technical provisions shall be equal to the sum of a best estimate
and a risk margin.
www.solvency-ii-best-estimate.com
Solvency ii Risk
Margin
The risk margin is a buffer above discounted best estimate cash
flows, to protect against worse than expected outcomes. The risk
margin covers risks like modeling uncertainty (model risk),
parameter risk and structural uncertainty.
www.solvency-ii-risk-margin.com
Basel ii Accord
(Information and documents used in our compliance training
classes)
Basel
ii:
The sections of the accord in an easy to read format.
www.basel-ii-accord.com
Basel ii Compliance
Portal
Information about the Basel ii Accord and market, the challenges
and the opportunities: What is Basel ii, the Accord, the BIS, the
BCBS, Operational Risk, Market Risk, Credit Risk, Securitization,
Liquidity Risk, Basel ii Association, Certification, Jobs, Forum,
Software, Books, Basel ii and Hedge Funds, Basel ii Offshore,
Basel iii
www.basel-2.org
Capital Requirements Directive
(Information and documents used in our compliance training
classes)
The common framework for the implementation of
Basel ii in the European Union. The directive in an easy to read
format.
www.capital-requirements-directive.com
Capital Requirements Directive Training
Courses designed to provide with the knowledge and skills for
the implementation of Basel ii in the European Union
www.capital-requirements-directive-training.com
Basel iii Accord
(Information and documents used in our compliance training
classes)
Basel
iii:
What is wrong in
Basel
ii – What will be included in the “even more sensitive” accord,
Basel iii.
www.basel-iii-accord.com
Basel ii,
Structured Products and Securitization
(Information and documents used in our compliance training
classes)
Basel
II and the securitization markets. What is different. The efforts
to minimize exposure to sub-investment grade tranches, to avoid
the significant amount of regulatory capital banks have to hold
www.basel-ii-securitization.com
Basel ii in the United States of America
For banking organizations that meet the relevant qualifying
criteria, Basel II has replaced the previous U.S. rules
implementing the Basel Capital Accord of 1988 (Basel I).
Basel II is mandatory for large, internationally active banking
organizations (so-called “core” banking organizations with at
least $250 billion in total assets or at least $10 billion in
foreign exposure) and optional for others.
www.basel-ii-usa.com
B. Risk and Compliance
International Association of
Risk and Compliance Professionals (IARCP)
The
IARCP offers two certified training courses:
A.
Certified Risk and Compliance Management Professional (CRCMP) - Prep Course (5
days)
B. Certified Information Systems Risk and Compliance Professional
(CISRCP) - Prep Course (5 days),
that
lead to
the
certifications:
A.
Certified Risk and Compliance Management Professional (CRCMP)
B.
Certified
Information Systems Risk and Compliance Professional (CISRCP)
Membership to the association is free.
www.risk-compliance-association.com
Certification in
Risk and Compliance Management
From the
International Association of Risk and Compliance Professionals (IARCP)
www.risk-management-certification.com
Certification in
Risk and Compliance Management for IT professionals
Title: Certified Information Systems Risk and Compliance
Professional (CISRCP) -
Distance learning and online certification program
from the International Association of Risk and Compliance
Professionals (IARCP)
www.information-systems-certificate.com
Compliance Officer
Sarbanes
Oxley Compliance, Basel ii Compliance, Hedge Funds, Alternative
Investments, HIPAA Compliance, Compliance and the EU, AML
Compliance, Insider Trading, PCI Compliance, Privacy and
Compliance, Gramm-Leach-Bliley Act (GLBA) Compliance, UK FSA
Compliance, FISMA Compliance, Compliance and the Board, Ethics and
code of conduct, Chief Compliance Officer, Environmental
Compliance, Compliance Jobs, Compliance Software, Training, Books,
Certification, Forums
www.compliance-officer.org
Compliance Jobs
Compliance Jobs. Case Study.
Training
and Certification. Membership in the IARCP
www.compliance-jobs.net
Chief Compliance Officer
The role
of the Chief Compliance Officer, Challenges for the Chief
Compliance Officer, Books for the Chief Compliance Officer, Chief
Compliance Officer Jobs, Training, Forums
www.chief-compliance-officer.org
Risk Officer
The Role of the Risk Officer.
Credit, Market, Operational, Reputational, Legal Risk
Training, Certification, Associations, Jobs, Books for the Risk
Officer
www.risk-officer.com
Risk Jobs
Risk
Jobs. Case Study.
Training
and Certification. Membership in the IARCP
www.risk-jobs.com
Chief
Risk Officer
The new evolving role of the Chief Risk
Officer.
Training, Certification, Associations, Jobs, Books for the Chief
Risk Officer
www.chief-risk-officer.com
Compliance Training Portal
Sarbanes Oxley Compliance Training, MiFID Training, Basel ii
Compliance Training, Capital Requirements Directive Training,
Compliance Training for the Board, E-SOX Training, Compliance
Training for the Risk Committee, J-SOX Training, HIPAA Training,
Solvency ii Training, AML Training, UCITS III Training, PCI
Training, Arbitrage Training, OSHA compliance training, Compliance
Training for Hedge Funds, Ethics and Code of Conduct Training,
CISSP Training, Compliance Training Books
www.compliance-training.net
C. Training for the Board of Directors
The International
Association of Potential, New and Sitting Members of the Board of
Directors (IAMBD)
offers two certified courses
and two certifications:
The certified courses are:
A. Certified Member of the Board of Directors (CMBD) - Prep Course
(3 days)
B. Certified Member of the Risk Committee of the Board of
Directors (CMRBD) - Prep Course (2 days), that lead to two
certifications:
A. Certified Member of the Board of Directors (CMBD)
B. Certified Member of the Risk Committee of the Board of
Directors (CMRBD)
Membership is free.
www.members-of-the-board-association.com
Board of Directors Compliance Training
Risks to serving directors have risen exponentially after the
new Basel Capital Accord, the US Sarbanes Oxley Act, the European
Sarbanes Oxley (8th Company Law Directive), the Japanese Sarbanes
Oxley (Financial Instruments and Exchange Law, J-SOX), the
European Union's Financial services Action Plan that includes
MiFID (Markets in Financial Services Directive.
www.board-of-directors-compliance-training.com
Risk Committee of the Board of
Directors
(Information and documents used in our compliance
training classes)
The Board of Directors has risk management
responsibilities that are defined not only by best practices and
guidelines, but also by laws and regulations. The Risk Committee
must assist the Boards in assessing the risks to which the
organization is exposed.
www.risk-committee.com
Risk Committee Training
Presentations and training for the Risk Committee of the
Board of Directors, that increase awareness and effectiveness.
Special consideration is given to the new need to provide
“evidence” and keep records and documents for years, and to new
regulatory and legal obligations.
www.risk-committee-training.com
Basel ii Training for the Board of Directors
The members of the Board of Directors not only need to
exercise oversight, but also to direct the organization to use
Basei ii compliance as a competitive advantage.
www.basel-ii-board-directors.com
D. Hedge Funds
International Association of Hedge Funds
Professionals (IAHFP)
For hedge funds managers, administrators, analysts,
mathematicians, consultants, product developers, and reporting,
tax, pr, sales and marketing professionals.
We have to explain to the world what hedge funds professionals and
their consultants do in order to make money. The challenges, the
difficulties, the risks, the nights without sleep, the tension.
www.hedge-funds-association.com
Hedge Funds Portal
What is a Hedge Fund, Hedge Funds Compliance, Hedge Fund Managers,
Hedge Fund Management, Hedge Funds Association, Certification,
Strategies, Jobs, Software, Books, Forums
www.hedge-fund-manager.net
Hedge Funds Compliance Training
Hedge Funds, Collective Investments, Structured Products,
and the directives of the European Union. UCITS iii, MiFID, 8th
Company Law, Capital Requirements Directive, legal structures,
marketing of funds, management and administration at the 30
countries of the European Economic Area
www.hedge-funds-compliance.com
Alternative Investments
Portal
What is an Alternative Investment, Commodity Trading, Private
Equity, Venture Capital, Commodity Futures, Commodity Exchanges,
Financial Derivatives, Collectors and Hobbyists, Investing in Art,
Wine Investment, Absolute Return Funds, Alternative Investment
Books, Financial Derivatives Books, Alternative Investment Jobs,
Forum, Association, Software
www.alternative-investment-market.net
Regulatory Arbitrage
Regulatory Arbitrage is the practice of taking advantage of a
regulatory difference between two or more markets.
Our key goal is to generate alpha, excess return over market
performance. Alpha has always to do with the skills of the hedge
fund manager. Skill-based investing makes the real difference.
www.regulatory-arbitrage.com
Anti-Algorithmic Trading
Algorithmic trading is the use of computer systems, programs and
advanced mathematical models for entering trading orders. More and
more often algorithms, not humans decide on aspects such as the
timing, price and the quantity of orders.
Trading is very similar to war, and information is always a
weapon.
www.anti-algorithmic-trading.com
Hedge Fund Club
An adventure into the world of hedge funds and money management,
for the children of Very High Net Worth Individuals. Customized,
individualized, hands-on, one-on-one training.
www.hedge-funds-club.com
E. Sarbanes Oxley, ESOX, JSOX
Sarbanes Oxley Training
Courses designed to provide with the knowledge and skills
needed to understand and support Sarbanes-Oxley compliance.
www.sarbanes-oxley-training.com
Sarbanes
Oxley Certification
Title: Certified Sarbanes-Oxley Expert (CSOE) - Distance learning
and online certification program
from the Sarbanes Oxley Compliance Professionals Association (SOXCPA),
the largest association of Sarbanes Oxley Professionals in the
world
www.sarbanes-oxley-certification.com
Sarbanes Oxley
Careers, Sarbanes Oxley Jobs
Sarbanes Oxley careers and jobs in the middle of the crisis
The ideal candidates must have Sarbanes Oxley knowledge and
experience, or at least Sarbanes Oxley knowledge and risk
management experience or audit experience
www.sarbanes-oxley-jobs.com
Sarbanes Oxley Compliance
Portal
Information about the Sarbanes Oxley Act and market, the
challenges and the opportunities: What is Sarbanes Oxley, the Act,
Sarbanes Oxley 404, 302, Association, Certification, Jobs, Forum,
Software, Books, E-SOX, J-SOX
www.sarbanes-oxley-compliance.org
J-SOX Training in Japan
Course: "From SOX to J-SOX: Lessons Learned from the
Implementation of Sarbanes Oxley Act in the
USA and the World"
www.j-sox-training.com
Sarbanes
Oxley Act
(Information and documents used in our compliance training
classes)
Sarbanes-Oxley Compliance: The Act
in an easy to read format,
Auditing Standards, resources.
www.sarbanes-oxley-act.biz
Membership in the
Sarbanes Oxley Compliance Professionals
Association
makes you stand out from the crowd. You prove that you are a
professional who cares, learns, and belongs to a global community
of professionals. Benefits, resources, jobs.
15+ of the best headhunters of the world are members of our
association and add the members in their database, so you may have
new opportunities.
www.sarbanes-oxley-association.com
The 8th Company Law Directive
(Information and documents used in our compliance training
classes)
The 8th Company Law Directive is similar to the
US Sarbanes Oxley Act. This directive is called the European
Sarbanes Oxley. Although there are important similarities, there
are also very important differences.
The directive in an easy to read format.
www.8th-company-law-directive.com
8th Company Law Training
The European Sarbanes Oxley: Similarities and differences between
8th Company Law Directive of the European Union and the
Sarbanes-Oxley Act of the
USA.
Implementation and compliance training and presentations.
www.8th-company-law-training.com
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