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Welcome to Compliance
LLC
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We can help you
succeed
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Web
sites
A.
Basel ii
Basel
ii Training
Courses
designed to provide with the knowledge and skills needed to
understand and support Basel
ii compliance.
www.basel-ii-training.com
Basel
ii Training for the Board of
Directors
The
members of the Board of Directors not only need to exercise
oversight, but also to direct the organization to use Basei ii
compliance as a competitive advantage.
www.basel-ii-board-directors.com
Capital
Requirements Directive Training
Courses
designed to provide with the knowledge and skills for the
implementation of Basel ii in the European
Union
www.capital-requirements-directive-training.com
Basel
ii Accord
(Information
and documents used in our compliance training
classes)
Basel
ii:
The sections of the accord in an easy to read
format.
www.basel-ii-accord.com
Capital
Requirements Directive
(Information
and documents used in our compliance training
classes)
The
common framework for the implementation of Basel
ii in the European Union. The directive in an easy to read
format.
http://www.capital-requirements-directive.com/
Basel
iii Accord
(Information
and documents used in our compliance training
classes)
Basel
iii:
What is wrong in Basel
ii – What will be included in the “even more sensitive” accord,
Basel iii.
www.basel-iii-accord.com
Basel ii, Structured Products and
Securitization
(Information
and documents used in our compliance training
classes)
Basel
II and the securitization markets. What is different. The efforts to
minimize exposure to sub-investment grade tranches, to avoid the
significant amount of regulatory capital banks have to
hold
www.basel-ii-securitization.com
B.
Sarbanes Oxley
Sarbanes
Oxley Training
Courses
designed to provide with the knowledge and skills needed to
understand and support Sarbanes-Oxley
compliance.
http://www.sarbanes-oxley-training.com/
J-SOX
Training in Japan
Course:
"From SOX to J-SOX: Lessons Learned from the Implementation of
Sarbanes Oxley Act in the USA
and the World"
www.j-sox-training.com
Sarbanes Oxley
Act
(Information
and documents used in our compliance training
classes)
Sarbanes-Oxley
Compliance: The Act in
an easy to read format, Auditing
Standards, resources.
www.sarbanes-oxley-act.biz
C.
EU - Financial Services Action Plan
MiFID
Training
Training
and Presentations. From the four-level approach (the Lamfalussy
process) to the MiFID implementation, the differences and the
opportunities for competitive advantage in the EU and
offshore.
http://www.mifid-training.net/
MiFID
Training for the Board of Directors
The
members of the Board of Directors not only need to exercise
oversight, but also to direct the organization to use the Markets in
Financial Services Directive (MiFID) compliance as a competitive
advantage.
www.mifid-board-directors.com
Risk Committee
Training
Presentations
and training for the Risk Committee of the Board of Directors, that
increase awareness and effectiveness. Special consideration is given
to the new need to provide “evidence” and keep records and documents
for years, and to new regulatory and legal
obligations.
www.risk-committee-training.com
8th Company
Law Training
The
European Sarbanes Oxley: Similarities and differences between 8th
Company Law Directive of the European Union and the Sarbanes-Oxley
Act of the USA.
Implementation and compliance training and presentations.
http://www.8th-company-law-training.com/
Solvency ii
Training
Courses
and presentations designed to provide with the knowledge and skills
needed to understand and support compliance with the Solvency ii and
the Reinsurance directives of the European Union. The implementation
of the Solvency II regime can benefit greatly from the experience
and lessons learned during the Basel II projects in the
world.
www.solvency-ii-training.com
Reinsurance
Directive Training
Courses
and presentations designed to provide with the knowledge and skills
needed to understand and support compliance with the Reinsurance
Directive of the European Union.
www.reinsurance-directive-training.com
Hedge Funds
Compliance Training
Hedge
Funds, Collective Investments, Structured Products, and the
directives of the European Union. UCITS iii, MiFID, 8th Company Law,
Capital Requirements Directive, legal structures, marketing of
funds, management and administration at the 30 countries of the
European Economic Area
www.hedge-funds-compliance.com
Financial
Conglomerates Directive Training and
Presentations
We
can help your organization understand better the Financial
Conglomerates Directive in the context of the Financial Services
Action Plan of the European Union.
Common
elements with the Capital Requirements Directive (Basel
ii in the EU) and the Financial Services Action Plan.
www.financial-conglomerates-directive.com/Presentations.htm
UCITS iii
training
From
the Management Directive and the Product Directive, to UCITS iii
compliant funds, sophisticated UCITS, hedge funds and alternative
investments, onshore and offshore legal structures and products
authorized under different
regimes.
www.ucits-iii-training.com
European Exchange
Traded Funds Training (ETFs)
UCITS
iii and MiFID Training and Presentations. Providing Financial
Services to the European Clients,
Training and Presentations. ETFs based on alternative assets such as
commodities with UCITS iii status. ETFs
that are UCITS iii compliant domiciled in EEA
countries.
file:///L:/Documents%20and%20Settings/User/Desktop/www.etf-training.com
The
Financial Services Action Plan There are 42 original measures: Some are non-legislative, a few are regulations, and there are almost 30 directives. Over 20 of the original measures are likely to affect the financial sector. www.financial-services-action-plan.com The Markets in Financial Instruments Directive (MiFID) (Information and documents used in our compliance training classes) MiFID is a very important part of the European Union's Financial Services Action Plan. The directive in an easy to read format. http://www.markets-in-financial-instruments-directive.com/ European Savings Tax Directive (ESD) (Information and documents used in our compliance training classes) Tax competition and the European Union. The G-7 and the offshore financial centers (OFCs). Basel ii and the European Savings Tax Directive (ESD). The directive in an easy to read format. http://www.savings-tax-directive.com/ European Savings Tax Directive Training and Presentations The Savings Tax Directive in the context of the Financial Services Action Plan of the European Union. The tax competition: Higher-tax nations and the offshore financial centers. From the "automatic exchange of information" option to the "withholding tax" option. Opportunities for a competitive advantage. www.savings-tax-directive.com/Presentations.htm The 8th Company Law Directive (Information and documents used in our compliance training classes) The 8th Company Law Directive is similar to the US Sarbanes Oxley Act. This directive is called the European Sarbanes Oxley. Although there are important similarities, there are also very important differences. The directive in an easy to read format. http://www.8th-company-law-directive.com/ European Sarbanes Oxley (Information and documents used in our compliance training classes) After the US Sarbanes-Oxley Act, we have the Japanese Sarbanes-Oxley Act (J-SOX) and the European Sarbanes Oxley Act (8th Directive in the context of the European Union’s Financial Services Action Plan). www.european-sarbanes-oxley.com Financial Conglomerates Directive (Information and documents used in our compliance training classes) The Financial Conglomerates Directive tries to introduce supplementary supervision of financial conglomerates on a group-wide basis, in addition to both the prudential supervision of regulated entities on a standalone basis and consolidated supervision on a sectoral basis. The directive in an easy to read format. http://www.financial-conglomerates-directive.com/ The EU Reinsurance Directive (Information and documents used in our compliance training classes) Reinsurance allows direct insurance undertakings have a higher underwriting capacity and reduce their capital costs. The Directive forms part of the European Union’s Financial Services Action Plan, which aims to create a single market in financial services in the European Union. www.reinsurance-directive.com UCITS iii (Information and documents used in our compliance training classes) UCITS stands for Undertakings for Collective Investments in Transferable Securities The UCITS iii directive consists of two directives that regulate funds sold across the EEA http://www.ucits-iii.com/ European Exchange Traded Funds (ETFs) (Information and documents used in our compliance training classes) In the European Economic Area many Exchange Traded Funds are traded as cross border UCITS iii funds. Compliance and acknowledgement of the UCITS status is of paramount importance for the freedom to provide services in all 30 countries of the EEA www.european-exchange-traded-funds.com Risk Committee of the Board of Directors (Information and documents used in our compliance training classes) The Board of Directors has risk management responsibilities that are defined not only by best practices and guidelines, but also by laws and regulations. The Risk Committee must assist the Boards in assessing the risks to which the organization is exposed. www.risk-committee.com D. Other Web Sites
Board
of Directors Compliance Training
Risks
to serving directors have risen exponentially after the new Basel
Capital Accord, the US Sarbanes Oxley Act, the European Sarbanes
Oxley (8th Company Law Directive), the Japanese Sarbanes Oxley
(Financial Instruments and Exchange Law, J-SOX), the European
Union's Financial services Action Plan that includes MiFID (Markets
in Financial Services Directive.
www.board-of-directors-compliance-training.com
Off Balance
Sheet
(Information
and documents used in our compliance training
classes)
From
Enron and BCCI, to the Sarbanes-Oxley Act and Basel
ii.
Off
Balance Sheet Entities and items. If a company has an asset or a
liability, and it's not on the balance sheet, then where is
it?
www.off-balance-sheet.com
Compliance
Training
(Information
and documents used in our compliance training
classes)
The
European union's Data Protection Directive, Information Security
Training.
http://www.compliance-training.net/
Legal
Risk and Compliance Research
Project
(Information
and documents used in our compliance training
classes)
Legal
Risk: The Achilles Heel of Corporate
Governance.
http://www.legal-risk.com/
Asbestos
and Mesothelioma Research
Project
(Information
and documents used in our compliance training
classes)
Asbestos
and Mesothelioma Lawsuits and Settlements.
The
Legal Risk: A Case Study
www.mesothelioma-and-asbestos.org
Compliance and
Outsourcing
Research
Project
(Information
and documents used in our compliance training
classes)
Outsourcing
was a way to reduce cost. Outsourcing becomes a way to transfer
compliance
Outsourcing
after Basel
ii, Sarbanes-Oxley, and the European Union's Financial Services
Action Plan.
www.compliance-and-outsourcing.com
Every
single "personal branding expert" recommends membership to
professional associations. At every stage of your education,
training, and career, the Basel
ii Compliance Professionals Association
provides
information and services you can use.
http://www.basel-ii-association.com/
Membership
in the Sarbanes
Oxley Compliance Professionals Association
makes
you stand out from the crowd. You prove that you are a professional
who cares, learns, and belongs to a global community of
professionals. Benefits, resources, jobs.
www.sarbanes-oxley-association.com
Compliance
LLC
Compliance
LCC is a leading provider of Basel
ii, Sarbanes Oxley, MiFID and the European Union's Financial
Services Action Plan training, executive coaching and consulting in
more that 30 countries
http://www.compliance-llc.com/
E.
Basel ii, Countries
Basel ii Training in
Andorra
Basel ii Training in
Australia
Basel ii Training in
Austria
Basel ii Training in
Bahamas
Basel ii Training in
Bahrain
Basel ii Training in
Barbados
Basel ii Training in
Belgium
Basel ii Training in
Bermuda
Basel ii Training in
Cayman
Basel ii Training in
China
Basel ii Training in
Cyprus
Basel ii Training in
Denmark
Basel ii Training in
Finland
Basel ii Training in
France
Basel ii Training in
Germany
Basel ii Training in
Gibraltar
Basel ii Training in
Guernsey
Basel ii Training in
Hong Kong
Basel ii Training in
Iceland
Basel ii Training in
Ireland
Basel ii Training in
Isle of Man
Basel ii Training in
Italy
Basel ii Training in
Japan
Basel ii Training in
Jersey
Basel ii Training
in Liechtenstein
Basel ii Training in
London and Great Britain
Basel ii Training in
Luxemburg
Basel ii Training in
Monaco
Basel ii Training
in the Netherlands
Basel ii Training in
Norway
Basel ii Training in
Poland
Basel ii Training in
Portugal
Basel ii Training in
Qatar
Basel ii Training
in Saudi Arabia
Basel ii Training in
Singapore
Basel ii Training in
Spain
Basel ii Training in
Sweden
Basel ii Training
in Switzerland
Basel ii Training in the
United Arab Emirates
Basel ii Training in the
USA
F.
Sarbanes-Oxley, Countries
Sarbanes-Oxley training
in Andorra
Sarbanes-Oxley
Training in Australia
Sarbanes-Oxley Training
in Austria
Sarbanes-Oxley Training
in Bahamas
Sarbanes-Oxley Training
in Bahrain
Sarbanes-Oxley
Training in Barbados
Sarbanes-Oxley Training
in Belgium
Sarbanes-Oxley Training
in Bermuda
Sarbanes-Oxley Training
in Cayman
Sarbanes-Oxley Training
in China
Sarbanes-Oxley Training
in Cyprus
Sarbanes-Oxley Training
in Denmark
Sarbanes-Oxley Training
in Finland
Sarbanes-Oxley Training
in France
Sarbanes-Oxley Training
in Germany
Sarbanes-Oxley
Training in Gibraltar
Sarbanes-Oxley
Training in Guernsey
Sarbanes-Oxley
Training in Hong Kong
Sarbanes-Oxley Training
in Iceland
Sarbanes-Oxley Training
in Ireland
Sarbanes-Oxley
Training in Isle of Man
Sarbanes-Oxley Training
in Italy
Sarbanes-Oxley Training
in Japan
Sarbanes-Oxley Training
in Jersey
Sarbanes-Oxley
Training in Liechtenstein
Sarbanes-Oxley Training
in London and Great Britain
Sarbanes-Oxley
Training in Luxemburg
Sarbanes-Oxley Training
in Monaco
Sarbanes-Oxley
Training
in the Netherlands
Sarbanes-Oxley Training
in Norway
Sarbanes-Oxley Training
in Poland
Sarbanes-Oxley
Training in Portugal
Sarbanes-Oxley Training
in Qatar
Sarbanes-Oxley
Training in Saudi Arabia
Sarbanes-Oxley
Training in Singapore
Sarbanes-Oxley Training
in Spain
Sarbanes-Oxley Training
in Sweden
Sarbanes-Oxley
Training in Switzerland
Sarbanes-Oxley Training in
the United Arab Emirates
Sarbanes-Oxley Training in
the USA
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