Certified Basel ii Training
Certified Sarbanes Oxley Training
Certified Risk and Compliance Training
Certified Training for the Board of Directors
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Welcome to Compliance LLC
 
 
Distance Learning and Online Certification programs
 
A. BASEL II - Distance learning and certification
 
Certification Program:
Certified Basel ii Professional (CBiiPro)
 
The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (1880 slides)
The presentations have been updated after the Basel ii Amendment (July 2009, Enhancements to the Basel II framework, Supplemental Guidance)

B. Up to 3 Online Exams
There is only one exam you need to pass, in order to become a Certified Basel ii Professional (CBiiPro).
If you fail, you must study again the official presentations, but you do not need to spend money to try again. Up to 3 exams are included in the price.
To learn more you may visit:
www.basel-ii-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.basel-ii-association.com/Certification_Steps_CBiiPro.pdf
 
C. Personalized Membership Certificate printed in full colour
Processing, printing, packing and posting to your office or home


MORE INFORMATION ABOUT THE OFFICIAL PRESENTATIONS

We will send you 3 emails.
The first email (704 slides) covers all the presentations that are needed for the CBiiPro Exam. All the questions of the exam are based on these slides.
We cover the Enhancements to the Basel II framework, July 2009, Supplemental Pillar 2 Guidance
(Supervisory Review Process) from the Bank for International Settlements

You can find the course synopsis at:
www.basel-ii-association.com/Certified_Basel_ii_Professional.htm

The second and the third emails cover the implementation of the Basel ii framework in the United States of America and the European Economic Area. There presentations are especially important for professionals working in multinational or large financial organizations.

These presentations are:

- Basel II in the United States of America (235 slides)
 
- Regulatory Arbitrage after Basel ii (233 slides)

- The Financial Conglomerates Directive (183 slides)


- The Capital Requirements Directive of the European Economic Area (426 slides)


The Capital Requirements Directive (CRD) is the common framework for the implementation of Basel ii in European Union. If you understand the CRD, you can work not only for the implementation of the Basel ii framework in the 30 countries of the European Economic Area, but also around the world for multinational banks and financial organizations with European operations.

The presentations not only cover the European directives, but also include topics like: Hedge Funds and the Capital Requirements Directive, Securitization and the Capital Requirements Directive.

QUESTION:
Why in a Basel ii certification program we need to understand the Financial Conglomerates Directive?

ANSWER:
Because we have a very different Basel ii implementation in each of the following structures:
A. The bank is the regulated entity at the head of the group
B. The bank is under a mixed financial holding company (MFHC)
C. The bank is under a financial holding company (FHC)
D. The bank is under an insurance holding company (IHC)

Only the first 704 slides (first email), that cover the Basel ii principles, are needed for the exam.
 
To learn more:
www.basel-ii-association.com/Distance_Learning_Online_Certification.htm
 

 
Certification Program:
Certified Pillar 2 Expert (CP2E)
 
The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (700 slides)
The presentations have been updated after the Basel ii Amendment (July 2009, Enhancements to the Basel II framework, Supplemental Guidance) - 100 additional slides
 
You can find the course synopsis at
www.basel-ii-association.com/Certified_Pillar_2_Expert.htm
 
B. Up to 3 Online Exams
There is only one exam you need to pass, in order to become a Certified Pillar 2 Expert (CP2E).
If you fail, you must study again the official presentations, but you do not need to spend money to try again. Up to 3 exams are included in the price.
To learn more you may visit:
www.basel-ii-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.basel-ii-association.com/Certification_Steps_CP2E_1.pdf
 
C. Examples and Case Studies
You will be able to download examples and Pillar 2 supervisory guidelines from countries around the world.
 
D. Personalized Membership Certificate printed in full color
Processing, printing, packing and posting to your office or home.
 
To learn more:
www.basel-ii-association.com/Distance_Learning_Online_Certification_CP2E.htm
 

 
Certification Program:
Certified Pillar 3 Expert (CP3E)
 
The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (550 slides)
The presentations have been updated after the Basel ii Amendment (July 2009, Enhancements to the Basel II framework, Supplemental Guidance) - 38 additional slides
 
You can find the course synopsis at
www.basel-ii-association.com/Certified_Pillar_3_Expert.htm
 
B. Up to 3 Online Exams
There is only one exam you need to pass, in order to become a Certified Pillar 3 Expert (CP3E).
If you fail, you must study again the official presentations, but you do not need to spend money to try again. Up to 3 exams are included in the price.
To learn more you may visit:
www.basel-ii-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.basel-ii-association.com/Certification_Steps_CP3E_1.pdf
 
C. Examples and Case Studies
You will be able to download 18 Pillar 3 disclosures from banks around the world.

D. Personalized Membership Certificate printed in full colour
Processing, printing, packing and posting to your office or home.
 
To learn more:
www.basel-ii-association.com/Distance_Learning_Online_Certification_CP3E.htm


Certification Program:
Certified Stress Testing Expert (CSTE)

The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (440 slides)
You can find the course synopsis at
www.basel-ii-association.com/Certified_Stress_Testing_Expert.htm
 
B. Up to 3 Online Exams
There is only one exam you need to pass, in order to become a Certified Stress Testing Expert (CSTE).
If you fail, you must study again the official presentations we have sent you (paragraph A above), but you do not need to spend money to try again. Up to 3 exams are included in the price.
To learn more you may visit:
www.basel-ii-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.basel-ii-association.com/Certification_Steps_CSTE_1.pdf
 
C. Personalized Membership Certificate printed in full color
Processing, printing, packing and posting to your office or home.
 
To learn more:
www.basel-ii-association.com/Distance_Learning_Online_Certification_CSTE.htm
 
 

B. RISK AND COMPLIANCE MANAGEMENT - Distance learning and certification

Certification Program:
Certified Risk and Compliance Management Professional (CRCMP)
 
The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (1840 slides)

You can find the course synopsis at:
www.risk-compliance-association.com/Certified_Risk_Compliance_Training.htm

B. Up to 3 Online Exams

You have to pass one exam. If you fail, you must study the official presentations and try again, but you do not need to spend money. Up to 3 exams are included in the price.
To learn more you may visit:
www.risk-compliance-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.risk-compliance-association.com/CRCMP_Certification_Steps_1.pdf

C. Personalized Membership Certificate printed in full colour

Processing, printing, packing and posting to your office or home

To learn more:
www.risk-compliance-association.com/Distance_Learning_and_Certification.htm
 
 

 
Certification Program:
Certified Information Systems Risk and Compliance Professional (CISRCP)
 
The Cost: US$ 297
What is included in this price:

A. The official presentations we use in our instructor-led classes (2230 slides)
You can find the course synopsis at:
www.risk-compliance-association.com/Certified_Risk_Compliance_Training.htm

B. Up to 3 Online Exams
You have to pass one exam. If you fail, you must study the official presentations and try again, but you do not need to spend money. Up to 3 exams are included in the price.
To learn more you may visit:
www.risk-compliance-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.risk-compliance-association.com/CISRCP_Certification_Steps_1.pdf

C. Personalized Membership Certificate printed in full color
Processing, printing, packing and posting to your office or home.
To learn more:
www.risk-compliance-association.com/CISRCP_Distance_Learning_and_Certification.htm
 
 

 
C. SARBANES OXLEY - Distance learning and certification
 
Certification Program:
Certified Sarbanes-Oxley Expert (CSOE)
 
The Cost: US$ 147
What is included in this price:


A. The official presentations we use in our instructor-led classes (1015 slides)
Course Synopsis:
www.sarbanes-oxley-association.com/CSOE_Course_Synopsis.htm
 
B. Up to 3 Online Exams
There is only one exam you need to pass, in order to become a Certified Sarbanes-Oxley Expert (CSOE).
If you fail, you must study again the official presentations, but you do not need to spend money to try again. Up to 3 exams are included in the price.
To learn more you may visit:
www.sarbanes-oxley-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.sarbanes-oxley-association.com/CSOE_Certification_Steps_1.pdf
 
C. Personalized Membership Certificate printed in full colour
Processing, printing, packing and posting to your office or home.
 
To learn more:
www.sarbanes-oxley-association.com/Distance_Learning_and_Certification.htm
 
 

 
Certification Program:
Certified EU Sarbanes-Oxley Expert (CEUSOE)

The 8th Company Law Directive of the European Union is very similar to the US Sarbanes Oxley Act. It is called E-SOX, or the European Sarbanes Oxley

Multinational companies listed in Europe and the US, must comply with both, the US Sarbanes Oxley Act and the 8th Company Law Directive of the European Union.

Professionals (contractors and employees) that understand the requirements of both, the US Sarbanes Oxley Act and the 8th Company Law Directive of the European Union have a very important competitive advantage in the marketplace.

The Cost: US$ 147
What is included in this price:

A. The official presentations we use in our instructor-led classes (420 slides)
Course Synopsis:
www.sarbanes-oxley-association.com/CEUSOE_Course_Synopsis.htm
 
B. Up to 3 Online Exams
If you fail, you must study again the official presentations, but you do not need to spend money to try again. Up to 3 exams are included in the price.
 
To learn more you may visit:
www.sarbanes-oxley-association.com/Questions_About_The_Certification_And_The_Exams_1.pdf
www.sarbanes-oxley-association.com/CEUSOE_Certification_Steps_1.pdf
 
C. Personalized Membership Certificate printed in full colour
Processing, printing, packing and posting to your office or home.
 
To learn more:
www.sarbanes-oxley-association.com/CEUSOE_Distance_Learning_and_Certification.htm