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B3.
Sarbanes-Oxley / Basel ii Needs Analysis
In order to determine the compliance needs, we will conduct a needs
assessment. This systematic exploration of the way things are and the way
they should be is the systematic basis for decisions about how to improve
the current situation.
The key is to seek the gap between the current
situation and the desired situation and then to focus resources
where they're most needed.
GAP Analysis
The first step is to check the actual performance of people against
existing standards. Special consideration is needed in order to understand
the actual needs that are not always the same as perceived needs, or
"wants".
This analysis will also examine the organizational goals, climate, and
internal and external constraints.
Priorities
and Importance
GAP Analysis will produce a list of needs. Our next step is to examine
these in view of their importance to the organizational goals, realities,
and constraints.
Identifying
causes of problems and possible solutions
We have prioritized and focused on critical needs. Our next step is to
identify specific problem areas and opportunities in the organization.
Sarbanes-Oxley
/ Basel ii Compliance Consulting Services:
Sarbanes-Oxley / Basel ii Compliance Consulting
B1.
Sarbanes-Oxley / Basel ii Compliance and Product Repositioning for
vendors, suppliers and service providers.
B2. Sarbanes-Oxley / Basel ii Compliance Assessment
Lyn Spooner: lyn@compliance-llc.com George Lekatis: lekatis@compliance-llc.com Return to Index Download our Consulting and Training Catalog Download our Compliance Training Catalog for Banks
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