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Welcome to Compliance
LLC
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Compliance LCC is a leading provider of Basel ii, Sarbanes
Oxley, MiFID, and compliance training, executive coaching and
consulting in more that 30 countries |
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Download Our Consulting and Training Services Catalog
Download Our Consulting and Training Services Catalog for Banks
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Professionally Speaking
Topics can be
tailored for your groups.
If you need a keynote
or a presentation about compliance, risk and information security,
call us!
George Lekatis is one
of our experienced speaker. He designs his keynotes and breakouts
with more humor, motivation and drama than seminars or training and
tailors the presentations to meet specific needs.
George’s
presentations
range from 45 to 90 minutes.
Examples: Modules for
his tailor made presentations
1. Basel ii, Correspondent Banks and Anti
Money Laundering
2. Basel ii, Home / Host Challenges and Cross
Border Banking
3. Basel ii and Supervision on a Consolidated
Basis
4. The Implementation of Basel ii in the
European Union – Branches and Subsidiaries in the EU.
5. Basel ii – Differences among the countries:
EU, USA, G-10 countries, implementation outside the G-10.
6. Basel ii – Core Principles for Effective
Banking Supervision
7. Using Basel ii as
a competitive advantage – How financial organizations use compliance
to add value to their shareholders and meet better the expectations
of their customers
8. Sarbanes Oxley,
Basel ii: Similarities and differences
9. Basel ii: Due
Diligence for the Board of Directors and Executive Management
11.
The European Union’s Savings Tax Directive (ESD): Tax competition
and extra-territorial taxation
12.
The European Union’s Financial Conglomerates Directive: From the
European effort to avoid the next BCCI to the supplementary
supervision of financial conglomerates on a group-wide basis
13. The European Union’s 8th Company Law Directive. The European
Sarbanes-Oxley and its extraterritorial application
14. The European Union’s Markets in Financial Instruments
Directive (MiFID): The next client classification obligation. A
“Know (even more) Your Customer ”.
15. The European Union’s Financial Services Action Plan:
Intra-Community
Directives and extraterritorial implications
If you need a
professional and experienced speaker in the fields of:
Compliance ●
Sarbanes Oxley ● Basel II ● EU Financial Services Action
Plan ● MiFID ● Data Protection Directive ●
Information Security, please
contact
us
Download Our Consulting and Training Services Catalog
Download Our Consulting and Training Services Catalog for Banks
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